Chief Compliance Officer (CCO)
About the Company
Dynamic investment advisory firm specializing in cryptocurrency & blockchain services
Industry
Financial Services
Type
Privately Held
Founded
2018
Employees
11-50
Specialties
About the Role
The Company is in search of a Chief Compliance Officer (CCO) and Head of Anti-Money Laundering to establish and lead its compliance function. The CCO will be tasked with ensuring the organization's adherence to regulatory requirements and promoting a culture of compliance and ethics. This role is pivotal in driving the evolution of the compliance program and requires a business-savvy, experienced, and solutions-oriented leader. The successful candidate will have a minimum of 10 years' experience in securities compliance, with a preference for those who have worked with SEC-registered investment advisors. Experience with the U.S. Investment Advisers Act of 1940 and a background in start-ups, particularly with an interest or knowledge of crypto, blockchain, or fintech, is highly valued. Applicants for the CCO position at the company should hold a Bachelor's degree or higher and be prepared to take on the challenge of building and overseeing a robust compliance function. The role demands a professional who can not only ensure regulatory compliance but also foster a culture of integrity and ethical conduct within the organization. The ideal candidate will have a strong foundation in securities compliance, with a focus on the specific needs of registered investment advisers, and be adept at navigating the complexities of the financial and technological landscape. This is an opportunity to make a significant impact in a dynamic and innovative environment, and the company is open to remote work for qualified candidates across the United States.
Hiring Manager Title
General Counsel
Travel Percent
Less than 10%
Functions
...communications strategy, for the US specifically. You will have the opportunity to work with the firms Sr. leadership to enhance media relations and external messaging. This offers an excellent opportunity for someone who is looking to take the next step in their PR career,...
...Project Manager Healthcare Construction &##128205; Location: Houston, TX &##128176; Competitive Salary + Bonus + Full Benefits Our client, a leading Houston-based general contractor , is looking for an experienced Project Manager to oversee hospital...
...Please note: This position is for the 20252026 school year. Whether you're a seasoned Orientation & Mobility Specialist (O&M) ready for a fresh start or a newly certified O&M eager to jumpstart your career with the right guidance this could be the right fit for...
Seneca Health Services is a Certified Community Behavioral Health Center in wild, wonderful West Virginia. We provide responsible, accessible, and progressive behavioral health services. We have a wide range of professionals who are passionate about helping our clients ...
Work Part Time From Home Data Entry Typing (Teens Welcome 16 ) This is your chance to start a lifelong profession with endless... ...weekly pay Safe work environment Multiple shifts are offered from morning to night and no experience is required. You will have ample...