Join to apply for the Chief Compliance Officer role at Boutique Recruiting 1 day ago Be among the first 25 applicants Join to apply for the Chief Compliance Officer role at Boutique Recruiting This range is provided by Boutique Recruiting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $150,000.00/yr - $200,000.00/yr A rapidly growing and mission-driven retirement planning firm is seeking an experienced and personable Chief Compliance Officer (CCO) to oversee its regulatory compliance function. Reporting directly to ownership, this key leadership role will manage all internal compliance processes, oversee communication monitoring and regulatory filings, and collaborate with external compliance consultants to ensure full alignment with SEC regulations. The ideal candidate is a collaborative, emotionally intelligent professional who combines deep technical compliance knowledge with a team-first, solutions-oriented mindset. Salary Range: $150,000 - $200,000 / year DOE Chief Compliance Officer Responsibilities Serve as the primary in-house compliance authority for an SEC-registered RIA Monitor and approve all marketing materials for regulatory adherence Oversee trade surveillance, execution compliance, and employee trading practices Partner with outsourced consultants for guidance and support Monitor internal and external advisor communications to ensure regulatory compliance Stay current on SEC and FINRA regulations, interpret applicability, and implement updates Lead preparation for and response to regulatory audits and examinations Manage required regulatory filings and documentation Supervise one direct report responsible for trade execution and assist with team oversight Work directly with company founders to align compliance practices with operational goals Chief Compliance Officer Requirements 10–15+ years of RIA compliance experience Deep understanding of SEC regulations governing RIAs Demonstrated ability to manage compliance processes in a fast-paced, growing firm Exceptional communication and interpersonal skills; must be approachable and collaborative Strong organizational skills and attention to detail Series 65 or Series 7 license is preferred Bachelor’s degree is a plus Familiarity with platforms like Orion, Schwab/Fidelity Institutional, and Morningstar Experience overseeing compliance in a firm offering holistic retirement planning services is preferred Benefits Competitive base salary Performance based bonus Flexible PTO 8 paid holidays 401(k) with company match Comprehensive health insurance If you’re seeking a seat at the leadership table in a purpose-driven, high-growth firm, this is your opportunity. Apply now! Seniority level Seniority level Executive Employment type Employment type Full-time Job function Job function Legal Industries Financial Services, Banking, and Investment Management Referrals increase your chances of interviewing at Boutique Recruiting by 2x Get notified about new Chief Compliance Officer jobs in Oakbrook Terrace, IL . Chicago, IL $202,741.00-$225,268.00 2 weeks ago VP Managed Investments & Fund Compliance Chicago, IL $187,320.00-$400,010.00 3 weeks ago Greater Chicago Area $275,000.00-$300,000.00 1 week ago Chicago, IL $210,000.00-$275,000.00 3 weeks ago Wheaton, IL $140,000.00-$170,000.00 2 days ago Chicago, IL $250,000.00-$275,000.00 6 days ago Chicago, IL $225,250.00-$265,000.00 3 hours ago Children and the Law - Associate Director Chief Counsel Associate General Counsel, Head of Risk & Compliance Chicago, IL $190,000.00-$275,000.00 1 week ago Director & Associate General Counsel, Privacy & Product Chicago, IL $201,100.00-$368,700.00 2 weeks ago Chief Operating Officer for Athletics and Recreation Evanston, IL $211,000.00-$350,000.00 2 days ago Chicago, IL $175,000.00-$210,000.00 5 days ago VP, Assistant General Counsel - Claims and Carrier Compliance Oak Brook, IL $200,000.00-$270,000.00 1 day ago Associate General Counsel, Sanctions Compliance Chicago, IL $198,000.00-$266,000.00 5 days ago Compliance Counsel, Global Head of Anti-Bribery & Anti-Corruption Chicago, IL $117,000.00-$228,000.00 1 week ago Evanston, IL $90,000.00-$180,000.00 2 weeks ago Chicago, IL $110,500.00-$136,500.00 2 hours ago Chicago, IL $55,000.00-$65,000.00 3 months ago Chicago, IL $95,600.00-$162,400.00 3 days ago Chicago, IL $70,000.00-$90,000.00 5 days ago Chicago, IL $95,600.00-$200,000.00 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Boutique Recruiting
...18 - $32 per hour Start Date: Mid-Week Location: Houston, TX Job Description Part-time sitter needed for two boys near UH, TX. Must provide supervision and support for children during designated hours. Maintain a safe and nurturing environment. Parent...
...Job Description Full-Time Position Campus: Central Support Reports To: Production Director Job Description The Lighting Designer supports Central Christian Church's mission and vision by ensuring the reliability and effectiveness of lighting and visuals...
**Intro**Are you ready to explore a world of possibilities, both at work and during your time off? Join our American Airlines family, and you'll travel the world, grow your expertise and become the best version of you. As you embark on a new journey, you'll tackle challenges...
...Summary Of Responsibilities Will serve as a Scrum Master for IT application projects and lead efforts to understand and enhance user experiences... ...initiatives and drive projects to completion leveraging agile and more traditional project management frameworks. This role...
About the job Junior Data Analyst Entry Level (MTV)Job detailsSalary$25 - $32 an hourJob TypePart-time**Only for American region**Job DescriptionDescriptionThis is an entry-level position on our client's operations team, which is responsible for ensuring...